Here are two essays I have written on the subject, rather than
notes. The first focuses more on the metaphysics of dualism and
dual-aspect theory, whilst the second focuses on dualism as a theory of
mind.
Descartes' substantive dualism and the problem of interaction
In his quest for knowledge about which we can be absolutely certain,
Descartes developed a theory of the nature of our world called Dualism,
which proposes that the world consists of two entirely distinct kinds
of substance: extended substance (res extensa) and thinking substance
(res cogitans). He suggested that our bodies, including our brains, are
made up of extended substance, and that our mind is made up of thinking
substance. But this left him a problem which he could not
satisfactorily resolve - how do the mind and body interact, if they are
fundamentally different in nature? His problem can only be resolved
when we reject his substantive dualism, and instead work from the
premise that mind and body are different, but not different kinds of
substance, such that they can still interact.
Descartes developed his substantive dualism through reasoning, and
it can be backed up by experiential evidence. He began with the
definition of substance offered by Aristotle: that which depends on no
other for its existence, meaning that everything else is merely an
attribute of some substance. So grass is a substance, whilst green is
not, because green can only exist as an attribute of grass, or some
other substance. To Descartes, the most important property of a
substance, that distinguishes it from all other things, is that it can
(in thought experiments, at least) exist independently of anything
else.
In his first meditation, Descartes considered the nature of his
existence, and he found he could doubt everything about it except that
he was thinking. He even doubted he has a body, because he could
conceivably be no more than a brain in a scientist's laboratory, or
even an electrical charge being carried by some other substance. So he
believed that he could, in thought experiments, conceive of himself as
nothing but a mind, without a body. This meant that his thoughts could
exist independently of his body, and as our body can, for short periods
of time whilst unconscious, still function, it is true to suggest that
our body can exist independently of our mind (Meditations).
So Descartes concluded that our mind and our body must be two
fundamentally different kinds of substance. This idea may be supported
by an examination of music. A scientist could take a short piece of
music and explain in great detail the physics of the sound waves and
how they produce a vibration in our ear which our brain then interprets
as sound. But the scientist couldn't explain what the music "sounds"
like; he could never experience the music without playing it.
Furthermore, that music might be transmitted through the air in sound
waves, written down on paper as shapes in ink, or stored on a
computer's hard drive as magnetic signatures; here the nature of the
extended substances is quite different, and yet the nature of the music
remains the same. In other words, the essential qualities of the music
have nothing to do with the vibrating molecules that transmit then, or
the paper that stores them. So thinking substance and extended
substances are quite distinct in their nature.
So there may be two kinds of substance that are distinct, but they
cannot separate; rather they are "closely conjoined" since we can think
about "pain and other sensations... quite unexpectedly" (Principles).
So if they are not separate, and indeed are closely conjoined, they
must in some way interact, but how can this be possible if they are
fundamentally different? How can something material be affected by
something wholly immaterial? Descartes thought that there was a
particular section of the brain through which mind and body interact,
but that explanation is far from satisfactory as it still doesn't
provide an explanation of how the material and immaterial interact.
In fact, when one considers it, it seems wholly inconceivable that
such a thing could occur. No satisfactory material analogy might be
used here, but it is as absurd as suggesting that a bachelor might be
married, or that one equals two. It is simply a logical impossibility,
and so it is on this problem that Descartes' dualism fails. But this
does not necessarily mean that we should do away with the idea that
mind and body might be in some way different, even distinct. I have
only shown that we cannot support Descartes' substantive dualism,
meaning that we cannot support the notion that mind and body are
fundamentally different kinds of substance. But what if they were
simply different aspects of the same substance, and so could be
distinct and separable, but not substantially different?
This idea was first entertained by Spinoza in his work entitled
Ethics. Spinoza was a strong theist, and was interested both in
resolving the problems raised by substantive dualism, and in
demonstrating the existence of God, and God's "role" in the cosmos. He
accepted many of Descartes' arguments, including his idea that while we
may use the term "substance" to describe mind and body, they do depend
on God to exist. Spinoza disagreed both with the notion of an
immaterial mind, and a wholly material cosmos. He believed that not
only did both mind and body depend on God's existence, but that they
were in fact God's existence, manifested in substance. All of the
cosmos is a manifestation of God's essence, and so there is only one
substance, God, leaving no room for any substantive dualism.
By this theory, mind and body are one and the same thing - God's
essence - but there is room for distinction, as, for Spinoza, they are
different attributes of this essence. This dual attribute theory, also
called dual aspect theory, seems to resolve Descartes' problem of
interaction, because in Spinoza's model there is no interaction. As
mind and body are manifestations of the same thing, they need not
interact, because they simultaneously share the properties of God's
essence.
But this raises its own problems! If everything that exists is the
manifestation of this essence, how can one mind by separate from
another? As it is quite obvious that we do not all share a very
complete collective consciousness, our minds cannot be simultaneously
sharing all of God's essence. It seems almost contradictory to suggest
that mind and body share this whole essence, and yet different minds
have only a subset of this essence. There must either be something
external to God in which individuality can reside, or God's essence
cannot be shared as a whole.
Similarly, it seems odd to suggest that music might be manifested in
its physical and mental attributes, and for the physical attributes to
be mutable, and the mental attributes to be immutable. For it follows
from Spinoza's conception of God's essence that the essence is mutable,
and attributes are immutable manifestations of this essence. So if one
attribute seems mutable, then it must be the essence which is mutable,
and yet how can the other attribute not be mutable? I cannot see a way
to resolve this problem.
In The World as Will and Idea, Schopenhauer developed a slightly
more sophisticated dual aspect theory. To begin with, he rejected the
notion that God is at the centre of all things, wanting to remove what
he saw as speculative theism from philosophy. He thought that the
cosmos consisted of manifestations of a universal Will, much like
Spinoza's essence, except that it was not God, and its manifestations
were subtly different. Schopenhauer borrowed a distinction from Kant to
explain the manifestation of the Will: he said that there were two
aspects of the Will, nouminal and phenomenal. A nouminal aspect is a
manifestation of the Will as it is in itself, independent of a
conscious being's knowing it. A phenomenal aspect is the Will as it
appears to a conscious being, in relation to our knowledge of its
nouminal aspect.
So in the case of music, the nouminal aspect is the essential
quality of that music, which is independent of our knowing it, and so
to us it is immutable. The phenomenal aspect is then the various ways
in which we can know this music, be it in sound waves, stored on paper
or magnetic signatures, or any other manifestation. Our minds would
then also have both nouminal and phenomenal aspects, and so they are
both manifestations of the universal Will, but they do not necessarily
simultaneously share the whole of the Will, and so the limits of our
knowledge limit the phenomenal aspect, providing scope for separable
individuals in the universal Will.
So Schopenhauer allows for a distinction between two kinds of
aspect, whilst resolving the problems raised by Spinoza's theory. But
his theory does leave the question of how this might fit into our
understanding of the physical world, or what Schopenhauer would call
the phenomenal world. For we cannot divorce the world from the
dimensions of space and time. Substance must exist in these dimensions,
as otherwise there can be no explanation for what we experience. Kant
firmly believed that only the phenomenal aspects of the Will exist in
space and time, and that the nouminal aspects and the Will itself exist
outside of these dimensions.
So we might extend Schopenhauer's theory, and conclude that there
exists a universal Will, and that in that Will there are discernible
individual subsections, each representing something we see in our
experiential world. As each of these subsections exist, they are
manifested in nouminal aspects, about which we can have no knowledge.
The cosmos therefore is a "mass" of nouminal aspects of the Will (I put
mass in quotation marks because there is no word that can describe a
collection of immaterial things). As conscious beings perceive these
nouminal aspects, there pop into existence in our spacial dimensions
phenomenal aspects of those subsections of the Will.
We, as individual consciousnesses, experience the Will most directly
in ourselves, as our mind is the nouminal aspect of the Will, and our
body is the phenomenal aspect of the Will, simultaneously aware of one
another and yet with only phenomenal knowledge of oneself. Of others,
we are aware only of their phenomenal manifestations, and they are
manifested only when a conscious being perceived them. But they
continue to exist, outside of spacial dimensions. Whilst this seems
like a mind-boggling-ly complex conception of the cosmos, it seems the
least objectionable, and coheres with experiential and rational
evidence most closely.
Bibliography
Descartes, Meditations on First Philosophy, Cambridge University Press
Descartes, Principles, Cambridge University Press
Schopenhauer, The World as Will and Idea, (in J. Cottingham (ed.), Western Philosophy, Part III, pp. 160-164.)
Spinoza, Ethics, (in J. Cottingham (ed.), Western Philosophy, Part III, pp. 152-154.)
What are the problems associated with dualism? Are they insoluble?
The ontology of the mind has puzzled philosophers and scientists for
millennia, providing an unusual diversity of theories. However one
theory, or rather one superset of theories, has dominated the
discussion since Descartes first proposed it in Meditations. Despite
its prominent place in the history of the subject, however, dualism has
been the focus of many criticisms, some of which seem to suggest
insoluble problems with the distinction between mind and body. These
criticisms have, in turn, prompted philosophers to widen the scope of
dualism from Descartes' original substantial dualism, creating theories
whose objections are as unsubstantiated as the theories themselves.
Descartes' original dualist theory was based upon a few observations
he made about the nature of our thoughts. In Meditations he claimed
that the only thing about which he can be certain is that he exists,
since otherwise he would not have been able to have that thought. From
this he determined that he could clearly and distinctly perceive his
self (his mind) as distinct from his body, and so suggested that the
mind and body are two entirely different and distinct substances, which
are closely conjoined so as to allow them to interact. Descartes
offered various other observations to support his theory, such as that
we may cut off a foot and still have our body, but that we cannot
conceivably take away a part of our mind since it is an indivisible
whole, and hence the two must be distinctly different kinds of
substance. An important part of Descartes' writings on dualism are also
based on rationalism, and his emphasis on the creation of knowledge
through reason as opposed to pure observation, but such topics are
outside the scope of this essay. Suffice to say that Descartes set-up
the mind body problem in terms of two distinct substances that
interact.
It is in this short definition that we find the most troubling
problem with substantial dualism; how can two entirely distinct kinds
of substance, material and immaterial, interact? When we talk of
interaction between two substances, we generally do so in terms of
physics, observable laws of nature, yet many have charged that physics
has nothing to say about the immaterial, and that we know of no
discoverable causal mechanism between the mind and body.
The first allegation is false, an out of date assumption based upon
the Newtonian paradigm, and can be quickly discounted by pointing to
work on multiple dimensions, gravity, and other such fields generally
associated with quantum relativity. Indeed, the more physicists explore
and theorise these contemporary problems, the more they begin to sound
like dualists, or even idealists. In one leading theory, loop quantum
gravity, things "do not live in space and are not made of matter.
Rather their very architecture gives rise to space and matter" (Gefter,
Amanda, Throwing Einstein for a Loop, Scientific American, December
2002).
The question of how the material and immaterial might interact is
more difficult to solve, however; physics may have a lot to say about
the material and immaterial but one cannot generalise based on a mix of
conflicting and ever-changing theories. To sustain dualism, its critics
charge, one must be able to point to a causal relation between a
process or state in the mind and a process or state in the body that
?should in principle be discoverable? (Smith and Jones, 1986, p. 53).
That no dualist has been able to do so is made all the more damaging by
the fact that a materialist can quite easily provide an alternative
explanation; that is that the causal relation between a thought and a
resultant action is as simple as changes in one's physical state, in
terms of neurological and physical relations and reactions.
But this picture looks less certain that its proponents claim, since
the observations we can make may merely be correlations, caused by some
other factor. For example, when a barometer needle drops, a thermometer
might rise; does this show that one causes the other? No, because in
this case, both are caused by an increase in cloud cover. In the same
way, the patterns we can observe in the brain may merely correlate with
the actions we see in the rest of the body, both being caused by an
immaterial mind, or some other agent.
Besides, the fact that we have not yet discovered a causal relation
that fits dualism does not mean that one won't be discovered, and hence
one cannot say based on the lack of a discovery that such a relation
isn't discoverable. Moreover, ?as Kant put it, experience teaches us
that a thing is so-and-so, but not that it cannot be otherwise?.
Therefore an appeal to monism based upon the lack of experience of the
immaterial may be appealing, but it is not proof one way or the other.
It does, however, leave us with problems that have no apparent
solutions, unless our understanding of physics changes radically.
One can also question the intelligibility of the immaterial
affecting the material, as many have done. However this again seems
based upon an outdated understanding of physics that has been
internalised since school, and is as likely to be due to a lack of
understanding as to a lack of any truth in the suggestion. It might
have seemed unintelligible to a mediaeval person that the world was a
sphere, but we can be fairly certain now that that is true.
Ayer went further to suggest that the very idea of an immaterial
entity is unintelligible. First, he said that if we are to call X an
entity, we must be able to ask: ?how many Xs have we got??; in this way
we can distinguish between, for example, a billiard ball and the
property ?red?.One possible reply to this is that it is conceivable
that we each have many minds, working together but giving the
appearance of a single agent, just as a flock of birds may appear to
have a group consciousness. There seems no conceptual reason as to why
one cannot apply numerical properties to the immaterial. The many-minds
possibility does raise a large number of other problems that monist
theories needn't worry about, but again they are not problems that can
be solved unless we can solve the problem of the existence and nature
of the immaterial.
Ayer's second criticism was that we must be able to individuate
between entities, in the way that we can say that two billiard balls
are different entities. The only way that we can do so, when inherent
physical and subjective properties are discounted, is to refer to their
position in space-time, since no two entities can exist in exactly the
same place at exactly the same time. If the immaterial does not exist
in the dimensions of space-time, then we must ask how we can possibly
distinguish between minds? It becomes equally possible that there is
only one mind inhabiting many bodies and applying different
characteristics to each, but that is not a theory that many dualists
would want to sustain, so how can we show that we each have our
separate minds, or that, to return to the many-minds theory, that we
each have our own single mind? The only solution seems to be to
demonstrate a much closer connection between mind and body than
Descartes suggested, such that the mind and body share enough
properties to be one-body-one-mind but without reducing to a
dual-aspect theory.
A solution can be found in the answer to a further problem: at what
point do you consider an animal to have a mind, rather than pure
behavioural instincts? The materialists reply would be that it will
depend upon the capacity of the central nervous system to hold
experiences sufficiently complex to allow for consciousness, and
psychological mechanisms to translate these into thoughts (in terms of
language). In other words, particularly advanced configurations of
matter can provide the means for consciousness. An analogous answer can
be given by the dualist; that particularly advanced configurations of
mind can provide the means for consciousness. But if the dualist is
correct here, what of the correlation in the complexity of the brain?
To reduce the brain to a mere physical container seems strange.
An answer can be found in property or panpsychic dualism, which hold
that all matter has immaterial, mental properties, closely tied to the
physical properties, so that particular configurations of mental or
physical entities will necessarily entail a correlative configuration
in the opposing property. This not only provides as unobjectionable an
answer to the question of consciousness as the materialist's answer,
but it also provides a close connection between mind and body, such
that each individual will only have one mind, and one that can be
individuated from other minds, by virtue of the fact that the mind is
the configuration of the mental properties of the body. According to
its original proponent, this position is ?an innocent version of
dualism, entirely compatible with the scientific view of the
world?since ?nothing in this approach contradicts anything in physical
theory; we simply need to add further bridging principles to explain
how experience arises from physical processes?.
No matter how innocent the position is, however, it does not solve,
many of the problems associated with dualism. It cannot say with
certainty whether or not matter has mental properties, nor how these
mental properties might interact with the physical properties; as with
all dualist theories, it can only offer conceivable possibilities, and
contrast those with opposing monist theories with a view to making
dualism seem more attractive. On the other hand, materialism is
afflicted by many of the same problems, and many more of its own, and
so it is not yet proven either. In other words, neither dualism nor
monism are proven, and both are faced with tough problems, some of
which may be resolved or tempered by the discoveries of scientists, and
others which we are unlikely to ever answer, unless we discover a way
to measure that which is currently unobservable, if indeed it exists:
the immaterial.
But to say that the problems are tough is not to say that they are
insoluble, rather that we are unlikely to solve them any time soon. In
claiming that the problems of dualism are insoluble, one would be
implying that it is a position that cannot be sustained, and that is a
conclusion that cannot itself be sustained.
Bibliography
Chalmers, David, Facing Up to the Problem of Consciousness, Journal of Consciousness Studies, 1995
Descartes, Meditations on First Philosophy, ed. John Cottingham, Cambridge University Press, 1996
Hart, W. D., Engines of the Soul, Cambridge University Press, 1988
Heil, John, Philosophy of Mind: A Contemporary Introduction, London: Routledge, 1998
Smith, P &Jones, O. R, The Philosophy of Mind: An Introduction, Cambridge University Press, 1986